First-Principles Analysis of Phase Stability and Transformation Suppression for Hydrogen-Doped Alumina

Abstract

Thermally grown oxide (TGO) layers—primarily alumina (Al2O3)—provide oxidation resistance and high-temperature protection for thermal barrier coatings. However, during their service in humid and hot environments, water vapor accelerates TGO degradation by stabilizing metastable alumina phases (e.g., θ-Al2O3) and inhibiting their transformation to the thermodynamically stable α-Al2O3, a phenomenon which has been shown in numerous experimental studies. However, the microscopic mechanisms by which water vapor affects the phase stability and transformation of alumina remain unresolved. This study employs first-principles calculations to investigate hydrogen’s role in altering vacancy formation, aggregation, and atomic migration in θ- and α-Al2O3. The results reveal that hydrogen incorporation reduces the formation energies for aluminum and oxygen vacancies by up to 40%, promoting defect generation and clustering; increases aluminum migration barriers by 25–30% while lowering oxygen migration barriers by 15–20%, creating asymmetric diffusion kinetics; and stabilizes oxygen-deficient sublattices, disrupting the structural reorganization required for θ- to α-Al2O3 transitions. These effects collectively sustain metastable θ-Al2O3 growth and delay phase stabilization. By linking hydrogen-induced defect dynamics to macroscopic coating degradation, this work provides atomic-scale insights for designing moisture-resistant thermal barrier coatings through the targeted inhibition of vacancy-mediated pathways.